Tuesday, October 7, 2025

1. HISTORICAL BACKGROUND

 


Background

1. Arrival of British in India

        1600: British came to India as traders in the form of East India Company (EIC).

        Charter by Queen Elizabeth I → gave Company exclusive trading rights in India.

2. Transformation into Territorial Power

        1765: Company obtained Diwani rights (revenue & civil justice) of Bengal, Bihar & Orissa.

        From traders → territorial power.

3. Crown’s Direct Rule

1858: After the Sepoy Mutiny (Revolt of 1857), British Crown assumed direct governance of India.

This rule continued till Independence (15th August, 1947).

4. Need for a Constitution

        With Independence came the need for a Constitution.

        1934: Idea of a Constituent Assembly suggested by M.N. Roy (pioneer of communist movement in India).

        1946: Constituent Assembly formed.

        26th January 1950: Constitution of India came into effect.

5. Legacy of British Rule

        Various features of Indian Constitution & polity have roots in British rule.

        Important events, laws & administrative changes under British period laid the legal framework for government & administration in India.

        These developments greatly influenced the making of the Indian Constitution

THE COMPANY RULE (1773–1858)

Regulating Act of 1773

        Constitutional Importance

        First step by British Government to control & regulate East India Company (EIC) affairs in India.

        Recognized for the first time the political & administrative functions of the Company.

        Laid the foundation of central administration in India.

        Key Features

        Governor-General of Bengal

        Governor of Bengal → designated as Governor-General of Bengal.

        Assisted by an Executive Council of 4 members.

        First Governor-General: Lord Warren Hastings.

        Subordination of Presidencies

        Governors of Bombay & Madras made subordinate to Governor-General of Bengal.

        Earlier, all 3 presidencies were independent.

        Establishment of Supreme Court (1774)

        At Calcutta.

        Composition: 1 Chief Justice + 3 Judges.

        Prohibition on Company Servants

        Company’s servants barred from:

        Private trade.

        Accepting gifts/presents or bribes from Indians (‘natives’).

        Increased British Control

        Court of Directors (Company’s governing body) required to report revenue, civil & military affairs in India to the British Government.

👉 This Act marked the beginning of Parliamentary control over East India Company and was the first step towards centralized governance in India.

Pitt’s India Act of 1784

        Background

        Defects of Regulating Act (1773) → led to Amending Act of 1781 (Act of Settlement).

        Next major reform: Pitt’s India Act (1784).

        Key Features

        Separation of Functions

        Clear distinction between:

        Commercial functions → Court of Directors.

        Political functions → Board of Control.

        Double Government System

        Court of Directors → managed commercial affairs.

        Board of Control → managed political affairs.

        Board of Control – Powers

        Empowered to supervise & direct:

        All civil & military operations.

        Revenue affairs of British possessions in India.

        Significance

        For the first time, Company’s territories in India were termed as “British possessions in India.”

        Gave the British Government supreme control over Company’s administration in India.

👉 This Act marked a shift from Company’s dominance to direct parliamentary supremacy in Indian administration.

Charter Act of 1833

        General Importance

        Considered the final step towards centralization in British India

        Key Features

        Governor-General of India

        Governor-General of Bengal → Governor-General of India.

        Vested with all civil & military powers.

        First Governor-General of India: Lord William Bentinck.

        Created, for the first time, a Government of India with authority over the entire British territorial possessions.

        Centralized Legislation

        Governors of Bombay & Madras → deprived of legislative powers.

        Governor-General of India given exclusive legislative authority for entire British India.

        Terminology:

        Earlier laws → Regulations.

        Post-1833 laws → Acts.

        End of Company’s Commercial Role

        East India Company ceased to be a commercial body.

        Became a purely administrative body.

        Company’s territories in India were to be held “in trust for His Majesty, His heirs and successors.”

        Civil Services Reform Attempt

        Proposed open competition for recruitment to civil services.

        Declared Indians were not to be debarred from holding offices under the Company.

        Provision opposed by Court of Directors → not implemented.

        Significance

        First serious attempt at centralized administration in India.

        Initiated the idea of merit-based civil services, though not implemented.

        Marked the end of Company’s trading role.

Charter Act of 1853

        General Importance

        Last of the Charter Acts (1793–1853).

        Considered a major constitutional landmark.

        Key Features

        Separation of Functions

        For the first time, separated legislative & executive functions of Governor-General’s Council.

        Added 6 new legislative councilors → formation of Indian (Central) Legislative Council.

        Legislative Council functioned like a mini-Parliament, following British parliamentary procedures.

        Marked legislation as a distinct function requiring special process.

        Civil Services Reform

        Introduced open competition system for recruitment to civil services.

        Opened Covenanted Civil Service to Indians.

        Macaulay Committee (1854) appointed for implementation.

        Company’s Rule

        Extended East India Company’s rule, but no fixed period mentioned (unlike earlier charters).

        Territories held in trust for the British Crown.

        Indicated that Parliament could end Company’s rule anytime.

        Local Representation

        For the first time, introduced local representation in Indian Legislative Council.

        Of 6 new members:

        4 nominated by provincial governments → Madras, Bombay, Bengal & Agra.

        Significance

        First step towards representative institutions in India.

        Laid foundation for the Indian Legislative Council system.

        Strengthened British Parliament’s control over Company → foreshadowing end of Company rule.

THE CROWN RULE (1858–1947)

 Government of India Act of 1858

        Background

        Enacted after the Revolt of 1857 (First War of Independence / Sepoy Mutiny).

        Known as the Act for the Good Government of India.

        Abolished the East India Company.

        Transferred powers of government, territories & revenues directly to the British Crown.

        Key Features

        Crown Rule in India

        India to be governed in the name of Her Majesty.

        Title of Governor-General of India → Viceroy of India.

        Viceroy = direct representative of the British Crown.

        Lord Canning = first Viceroy of India.

        End of Double Government

        Abolished Board of Control & Court of Directors.

        Secretary of State for India

        New office created.

        Vested with complete authority over Indian administration.

        Member of the British Cabinet → directly responsible to British Parliament.

        Council of India

        Established a 15-member Council of India to assist Secretary of State.

        Advisory in nature.

        Secretary of State = Chairman of the Council.

        Legal Corporate Body

        Secretary of State-in-Council constituted as a body corporate.

        Could sue and be sued in India & England.

        Significance

        Brought direct rule of the Crown in India.

        Marked the end of Company’s rule.

        Focused on administrative machinery improvement in England, not on reforming governance in India.

Indian Councils Acts of 1861, 1892 & 1909

        Background

        After the Revolt of 1857, British felt the need to seek Indian cooperation in administration.

        As part of this policy of association, three Acts were passed:

        Indian Councils Act, 1861

        Indian Councils Act, 1892

        Indian Councils Act, 1909

        The 1861 Act is considered a landmark in India’s constitutional & political history.

        Features of the Indian Councils Act, 1861

        Beginning of Representative Institutions

        First time Indians associated with law-making.

        Viceroy empowered to nominate Indians as non-official members in expanded council.

        In 1862, Lord Canning nominated:

        Raja of Banaras

        Maharaja of Patiala

        Sir Dinkar Rao

        Start of Decentralisation

        Restored legislative powers to Bombay & Madras Presidencies.

        Reversed earlier centralizing tendency (1773–1833).

        Policy of devolution ultimately led to provincial autonomy in 1937.

        New Legislative Councils

        Provided for creation of new councils:

        Bengal (1862)

        North-Western Provinces (1866)

        Punjab (1897)

        Rules & Portfolio System

        Viceroy empowered to frame rules for smooth business of council.

        Gave statutory recognition to ‘Portfolio System’ (introduced in 1859 by Lord Canning).

        Members placed in charge of specific departments & authorized to issue orders.

        Ordinance-Making Power

        Viceroy empowered to issue ordinances during emergencies.

        Validity = 6 months without concurrence of legislative council.

        Features of the Indian Councils Act, 1892

        Expansion of Legislative Councils

        Increased number of additional (non-official) members in Central & Provincial Legislative Councils.

        But official majority (government nominees) was retained.

        Powers of Legislative Councils

        Councils empowered to:

        Discuss the budget (for the first time).

        Address questions to the executive (limited in scope).

        Nomination of Non-Official Members

        Central Legislative Council:

        Viceroy to nominate some members on recommendations of Provincial Councils & Bengal Chamber of Commerce.

        Provincial Legislative Councils:

        Governors to nominate members on recommendations of District Boards, Municipalities, Universities, Trade Associations, Zamindars, Chambers of Commerce

        Introduction of Indirect Election (in disguise)

        Though the term “election” not used, system introduced indirectly.

        Described as “nomination on recommendation” of local bodies.

        First step towards representative element in legislatures.

        Features of the Indian Councils Act, 1909

v  Background:

        Lord Morley → Secretary of State for India

        Lord Minto → Viceroy of India

        Expansion of Legislative Councils

        Considerable increase in size (Central & Provincial).

        Central Legislative Council members → raised from 16 to 60.

        Provincial Legislative Councils → size not uniform.

        Composition of Councils

        Central Legislative Council → retained official majority.

        Provincial Legislative Councils → allowed non-official majority.

        Enlarged Deliberative Functions

        Members allowed to:

        Ask supplementary questions.

        Move resolutions on the budget.

        Participate in discussions.

        Association of Indians with Executive Councils

        For the first time, Indians included in Viceroy’s & Governors’ Executive Councils.

        Satyendra Prasad Sinha → First Indian to join Viceroy’s Executive Council (Law Member).

        Introduction of Communal Representation

        Accepted concept of separate electorate for Muslims.

        Muslim members elected only by Muslim voters.

        Act thus legalised communalism.

        Lord Minto → Known as “Father of Communal Electorate”.

        Special Representation

        Separate representation provided to:

        Presidency corporations

        Chambers of commerce

        Universities

        Zamindars

Government of India Act, 1919 (Montagu–Chelmsford Reforms)

  • Background:
    • August 20, 1917 → British Government declared aim: gradual introduction of responsible government in India.
    • Act came into force in 1921.
    • Montagu = Secretary of State for India.
    • Lord Chelmsford = Viceroy of India.

Features of the Act

  1. Provincial Autonomy (Limited)
    • Demarcated Central & Provincial subjects.
    • Central & Provincial legislatures empowered to make laws on respective lists.
    • Government structure remained centralized & unitary.
  2. Dyarchy in Provinces
    • Provincial subjects divided into:
      • Transferred subjects → Administered by Governor with ministers responsible to legislature.
      • Reserved subjects → Administered by Governor & Executive Council (not responsible to legislature).
    • This system called Dyarchy (Greek word “di-arche” = double rule).
    • Experiment largely unsuccessful.
  3. Bicameralism & Direct Elections
    • Introduced for the first time in India.
    • Indian Legislative Council replaced by:
      • Council of State (Upper House).
      • Legislative Assembly (Lower House).
    • Majority members chosen by direct elections.
  4. Indians in Viceroy’s Executive Council
    • 3 of 6 members (other than Commander-in-Chief) to be Indians.
  5. Communal Representation Extended
    • Separate electorates granted to:
      • Muslims
      • Sikhs
      • Indian Christians
      • Anglo-Indians
      • Europeans
  6. Limited Franchise
    • Based on property, tax, or education qualifications.
  7. High Commissioner for India
    • Created in London.
    • Took over some functions of Secretary of State for India.
  8. Public Service Commission
    • Provision for its establishment.
    • Central Public Service Commission (CPSC) set up in 1926 to recruit civil servants.
  9. Provincial Budgets
    • For the first time, separated from Central Budget.
    • Provincial legislatures authorised to enact their budgets.
  10. Statutory Commission
  • To review working of Act after 10 years.

Simon Commission (1927)

  • Appointed 2 years early (Nov 1927).
  • 7 members → all British → led to boycott by all Indian parties.
  • Report (1930) recommended:
    • Abolition of Dyarchy.
    • Extension of responsible government in provinces.
    • Establishment of federation (British India + Princely States).
    • Continuation of communal electorate.
  • Follow-up:
    • 3 Round Table Conferences held.
    • Led to White Paper on Constitutional Reforms → basis for Government of India Act, 1935.

Communal Award (1932)

  • Announced by Ramsay MacDonald (British PM).
  • Provided separate electorates for:
    • Muslims, Sikhs, Indian Christians, Anglo-Indians, Europeans.
    • Extended to Depressed Classes (Scheduled Castes).
  • Gandhi’s Protest:
    • Opposed extension to depressed classes.
    • Undertook fast unto death in Yeravada Jail (Poona).
  • Poona Pact (1932):
    • Compromise between Congress & Depressed Classes.
    • Retained joint Hindu electorate.
    • Gave reserved seats to Depressed Classes.

Government of India Act, 1935

  • Significance:
    • Marked as the second milestone towards a responsible government in India.
    • Most lengthy & detailed Act: 321 Sections + 10 Schedules.

Features of the Act

  1. All-India Federation
    • Federation of provinces + princely states (never came into being as princely states did not join).
    • Division of powers into three lists:
      • Federal List – 59 subjects (Centre).
      • Provincial List – 54 subjects (Provinces).
      • Concurrent List – 36 subjects (Both).
    • Residuary powers → Viceroy.
  2. Provincial Autonomy
    • Dyarchy abolished in provinces.
    • Provinces became autonomous administrative units.
    • Governor to act on advice of ministers responsible to provincial legislature.
    • Implemented in 1937, but suspended in 1939 (due to WWII).
  3. Dyarchy at the Centre
    • Federal subjects divided into:
      • Reserved subjects (Viceroy’s discretion).
      • Transferred subjects (responsible ministers).
    • This provision never came into operation.
  4. Bicameralism in Provinces
    • Introduced in 6 out of 11 provinces:
      • Bengal, Bombay, Madras, Bihar, Assam, United Provinces.
    • Consisted of:
      • Legislative Council (Upper House).
      • Legislative Assembly (Lower House).
    • Many restrictions imposed.
  5. Extended Communal Representation
    • Separate electorates granted to:
      • Scheduled Castes (Depressed Classes).
      • Women.
      • Labour (Workers).
  6. Council of India Abolished
    • Council (established in 1858 Act) scrapped.
    • Secretary of State for India assisted by team of advisors.
  7. Extended Franchise
    • About 10% of total population got voting rights.
  8. Reserve Bank of India (RBI)
    • Provision for its establishment.
    • Set up in 1935 to manage currency & credit.
  9. Public Service Commissions
    • Provision for:
      • Federal Public Service Commission (UPSC).
      • Provincial Public Service Commissions.
      • Joint Public Service Commission (for 2 or more provinces).
  10. Federal Court

·        Established in 1937.

Indian Independence Act, 1947

  • Background:
    • Feb 20, 1947 → British PM Clement Attlee announced end of British rule by June 30, 1948.
    • Muslim League intensified demand for partition.
    • June 3, 1947 → British Government clarified that Constituent Assembly’s Constitution would not apply to unwilling parts.
    • Same day, Lord Mountbatten (Viceroy) announced Mountbatten Plan (partition plan).
    • Accepted by Congress & Muslim League.
    • Implemented through Indian Independence Act, 1947.

Features of the Act

  1. End of British Rule
    • Declared India independent & sovereign from 15 August 1947.
  2. Partition of India
    • Creation of two independent dominions: India & Pakistan.
    • Both had right to secede from British Commonwealth.
  3. Governor-General System
    • Office of Viceroy abolished.
    • Each dominion to have a Governor-General, appointed by British King on advice of dominion cabinet.
    • British Government to have no responsibility for India or Pakistan.
  4. Constituent Assemblies
    • Empowered to:
      • Frame & adopt their own constitutions.
      • Repeal any Act of British Parliament (including this Act).
  5. Legislative Powers
    • Constituent Assemblies to function as legislatures till new constitutions adopted.
    • No Act of British Parliament after 15 August 1947 would extend to dominions unless adopted by their legislature.
  6. Secretary of State for India Abolished
    • Functions transferred to Secretary of State for Commonwealth Affairs.
  7. End of British Paramountcy
    • Paramountcy over Princely States & tribal areas lapsed on 15 August 1947.
  8. Princely States’ Options
    • Could:
      • Join India.
      • Join Pakistan.
      • Remain independent.
  9. Provisional Governance
    • Government of India Act, 1935 to continue as interim constitution till new ones framed.
    • Dominions could modify it.
  10. Powers of the Monarch

·        British King lost right to veto bills or reserve them.

·        These powers now with Governor-General.

  1. Constitutional Heads

·        Governor-General & Provincial Governors became nominal heads.

·        Bound to act on advice of council of ministers.

  1. Royal Titles

·        Title “Emperor of India” dropped from British King’s style.

  1. Civil Services

·        New appointments by Secretary of State stopped.

·        Existing officers retained benefits till that date.


Implementation

  • Midnight of 14–15 August 1947 → British rule ended.
  • Lord Mountbatten → First Governor-General of India.
  • Jawaharlal Nehru → Sworn in as first Prime Minister of Independent India.
  • Constituent Assembly of India (1946) → became Parliament of Dominion of India.

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